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Transaction Management

1. Introduction

The Reluna platform enables you to manage a wide range of transactions that impact your portfolios— whether you are buying securities, making transfers or processing corporate actions. Transactions can be created automatically from bank integrations or added manually through the platform.

This guide will help you:

  • Navigate the Transactions tab on the platform or from Portfolios

  • Understand available transaction types

  • Create and approve transactions with varied source

  • Use the Simple/Advanced Forms for detailed transaction entry

1.1. Purpose

To give you full control and visibility into your transactions—from creation to approval—ensuring accurate and up-to-date portfolio data on the platform.

2. Understanding Sources of Transaction Creation

Transactions can originate from various sources based on the platform or subscriptions. Some require manual matching while others are auto-processed using predefined rules, such as:

Transaction Source

How Transactions Are Created

Conditions for Availability

Bank Files

Requires active integration with custodian(s)

Integration with custodians must be enabled

Manual Entry

Created manually by Users

Manual creation is required when:

  • There is no integration with the custodian

  • You need to adjust historical records or make one-off entries

Platform-Generated Transactions

Automatically created based on platform settings (e.g., coupon, bond redemptions)

Requires a subscription that includes automated transaction generation

Transactions From Orders

Generated when an order is executed

Requires a subscription that includes Order Management module and/or to coupon tracker

2.1. Accessing the Transactions Tab

  1. From the top menu, click Transactions.

  2. You will be redirected to the All Transactions dashboard with categorized counters:

    1. Active Transactions – shows all successfully created transactions

    2. Pending Transactions – transactions awaiting approval or matching

    3. Missing Instrument – transactions with unlinked instruments

    4. Missing Bank Account – where the bank account is not defined

    5. Error Transactions – incomplete or incorrect entries

These real-time counters help you track operational issues and prioritize transaction clean-up.

Deactivated transactions are excluded from counters.

  1. Click the ➕ icon in the top right to create a new transaction.

3. Creating a New Transaction

After clicking the ➕ icon:

  • Select a Transaction Type (e.g., Buy, Fee, Income, etc.)

  • Choose the form type:

    • Simple Form – for basic inputs

    • Advanced Form – for full field-level entry (covered below)

👉 To understand which form to use (Simple or Advanced), click here.

4. Managing Transactions in Bulk: Activate, Approve and Deactivate

The Reluna platform now offers enhanced control over transaction statuses via three new bulk actions: Activate, Approve and Deactivate. These actions can be performed directly from the Transactions tab and allow you to manage multiple transactions simultaneously based on their status.

4.1. Approving & Activating Transactions

Activation reinstates previously deactivated transactions (with Error status reason) so that they are again included in portfolio calculations. Approval is the preceding confirmation step that typically applies to transactions in a Pending state.

How to Approve or Activate Transactions:

  • Go to the Transactions Tab on dashboard.

  • Navigate via the top menu > Transactions tab.

  • Use checkboxes to select individual transactions or click Select All.

  • Click “Approve” or “Activate”:

    • The “Approve” button is shown for transactions in a Pending state.

  • The “Activate” button is shown for transactions with an Error status.

  1. Set Status Reason

  • Default reason for Approve is Confirmed.

  • Enter a required comment explaining the approval.

  1. Click “Save” and the selected transactions are updated accordingly. Portfolio positions and relevant counters are recalculated.

When to Use Approve or Activate

  • Finalizing reviewed transactions from an import or integration.

  • Reinstating previously erroneous transactions after correcting data.

  • Moving from Pending to active status after review.

  • Re-activating after resolving missing instrument or bank account links.

4.2. Deactivating Transactions

Deactivation is a way to temporarily or permanently exclude transactions from analytics and processing without deleting them. This is especially useful for correcting errors or cleaning up data.

How to Deactivate Transactions:

  • Click on the Transactions tab from the main navigation.

  • Choose transactions using checkboxes or select all.

  • Click “Deactivate”.

  • The window opens where the default status reason is Error but you may choose from options like Duplicate, Missing Instrument, etc.

  • Include a short explanation (required) to describe the deactivation reason.

  • Click “Save” and then the transactions are excluded from calculations and reports.

When to Use Deactivate

  • To remove incorrect or duplicated transaction entries.

  • Temporarily exclude transactions awaiting further review.

  • Cleaning up irrelevant or outdated transactions from older data imports.

 

4.3. Notifications and Feedback

After performing any bulk action (Activate, Approve, Deactivate), the platform displays a notification:

Example of notification after bulk action

5. Available Transaction Types on Reluna

Below are high-level transaction types supported on the Reluna platform:

Type

Subtype(s)

Description

Type

Subtype(s)

Description

Buy

-

Purchase Of Assets Or Securities, Increasing Portfolio Holdings.

Sell

-

Sale Of Assets Or Securities, Reducing Portfolio Holdings.

Fx

DEBIT

Currency Exchange, Converting Funds Between Different Currencies.

CREDIT

REPO

BUY

Asset Sale With Repurchase Terms, Providing Short-Term Financing.

SELL

Adjustment

DEBIT

Corrections To Past Transactions, Adjusting Balances Or Values.

CREDIT

Fee

CUSTODY

MANAGEMENT

ADMINISTRATION

SUCCESS

COMMISSION

REVENUE

OTHER

HANDLE_FEE

INTEREST_CALCULATION

SERVICE_CHARGE_CALCULATION

CONSENT

EXECUTION

OPERATION

SETTLEMENT_FEE

WITHDRAWAL_FEE

EXCHANGE_FEE

STOCK_TRANSFER_FEE

CASH_TRANSFER_FEE

ADR_FEE

AMENDMENT_FEE

EXPOSURE_FEE

OVERNIGHT_POSITION_FEE

REIMBURSEMENT

RETROCESSION

INCENTIVE

LEI

DEPOSITORY

Charge Applied For Transactions Or Account Services.

Investment

-

Inflow Of Funds To An Account, Increasing Available Balance.

Revenue

MANAGEMENT

SUCCESS

CUSTODY

TRADING

PAYMENT

RETRO

OTHER

Inflow From Asset Sales Or Other Income Sources, Increasing Funds.

Cash Transfer

IN

Movement Of Cash Between Accounts, Without Asset Changes.

OUT

INTERNAL

Income

COUPON

Revenue From Dividends, Interest, Or Other Income-Generating Assets.

DIVIDEND

Margin

CREDIT

Use Of Borrowed Funds For Investments, Affecting Balance.

DEBIT

Tax

WITHHOLDING_TAX

SALES_TAX

BOND_TAX

DIVIDEND_TAX

TAX_CORRECTION

OTHER_TAX

PERSONAL_INCOME_TAX

Mandatory Deduction Applied By Authorities On Income Or Asset Gains.

Expense

-

Deduction Due To Costs Or Outflows, Reducing Account Balance.

Interest

CREDIT

Amount To Be Paid/Deducted For Holding A Cash Position.

DEBIT

Payment

IN

Outflow Of Funds To Fulfill An Obligation Or Settle A Purchase.

OUT

INTERNAL

Withdrawal

-

Removal Of Funds From An Account, Decreasing Available Balance.

Bond Redemption

-

Full Repayment Of Bond Principal At Maturity, Concluding the Bond Term.

Bond Redemption Partial

-

Partial Repayment Of A Bond, Reducing Outstanding Principal.

Exercise Option

-

Execution Of A Right To Buy Or Sell Under An Options Contract.

Expire Option

-

The End Of An Options Contract Without Exercise, Leaving No Impact.

Internal Transfer

-

Movement Of Securities Between Bank Accounts Of A Single Portfolio.

Security Transfer

IN

Movement Of Securities Between Accounts Or Portfolios.

OUT

Corporate Action

SPLIT

REVERSE_SPLIT

SPIN_OFF

ISIN_CHANGE

Events Like Dividends Or Splits That Impact Shareholders And Holdings.

Info

BLOCKING_OF_CERTIFICATE

UNBLOCKING_BLOCKING

MERGE

CORP_ACTION

ISIN_CHANGE

SPLIT

Informational Transaction With No Direct Effect On Funds Or Holdings.

Transfer

IN

Relocation Of Funds Or Assets Between Different Accounts.

OUT

Block

BLOCKING

Temporary Restriction On Funds Or Assets For Security Or Compliance.

UNBLOCKING

Product Subscription

-

Investment In A Strategy Product Under Company Management.

Product Unsubscription

-

Full Or Partial Unsubscription Form Strategy.

Reversal

IN

Reverting An Earlier Transaction, Restoring Funds Or Holdings.

OUT

Virtual Security Transfer

IN

Transfer Of Security Under Strategy To/From Main Bank Account.

OUT

Unknown

-

Unclassified Transaction Pending Review Or Categorization.

See Also

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